Tuberc Respir Dis > Volume 88(2); 2025 > Article
Park, Oh, Park, Yoon, Yoon, Kho, Kim, Shin, Park, Kwon, Kim, Lim, Kim, and Oh: Better Chemotherapeutic Response of Small Cell Lung Cancer in Never Smokers than in Smokers

Abstract

Background

Small cell lung cancer (SCLC) is called ‘smoker’s disease’ because it is strongly associated with smoking and most cases occur in smokers. However, it can also occur in never smokers. We investigated the clinical features of never smokers with SCLC and compared their treatment outcomes with those of smokers with SCLC.

Methods

We retrospectively reviewed the clinical data of patients who had proven SCLC and had received chemotherapy at a single cancer center between July 2002 and April 2021.

Results

Of 1,643 patients, 1,416 (86.2%) were enrolled in this study. A total of 162 (11.4%) and 1,254 (88.6%) patients were never smokers and smokers, respectively. There were more female never smokers than smokers (n=130; 80.2% vs. 79, 6.3%, p=0.000), and the incidence of ischemic heart disease was lower among never smokers than among smokers (4/1,416, [2.5%] vs. 83/1,416 [6.6%], p=0.036). Never smokers showed less symptoms at diagnosis than smokers (80.9% vs. 87.2%, p=0.037); however, they showed more toxicity after first-line treatment (61.7% vs. 47.8%, p=0.001). The objective response rate (ORR) was significantly higher in never smokers (74.1% vs. 59.6%, p=0.000). In the multivariate analysis, never smoking and second-line treatment were associated with a better ORR. However, progression-free survival and overall survival were not significantly different between never smokers and smokers.

Conclusion

In conclusion, never smokers accounted for 11.4% of patients with SCLC. They had distinguishing clinical characteristics and showed better chemotherapeutic responses than smokers.

Key Figure

Introduction

Lung cancer is the leading cause of preventable death globally [1-3]. This preventable disease is strongly associated with tobacco smoking [3]. However, with increased awareness and advancements in research, it has become evident that lung cancer is also found in individuals who have never smoked. This recognition has led to the identification of distinct subtypes of lung cancer. The prevalence of lung cancer among never smokers is approximately 10% to 15% worldwide, but it varies geographically and by sex [3-5]. The prevalence of never smokers in Asian countries is higher than that in non-Asian countries [4].
Small cell lung cancer (SCLC) is aggressive, has a high response rate to first-line chemotherapy, and has an overall poor prognosis [6]. SCLC is called ‘smoker’s disease’ because it is strongly associated with smoking and the majority of cases occur in individuals with a history of tobacco use [7,8]. However, it can also occur in individuals without a history of smoking [9]. In non-Asian countries, the proportion of SCLC cases among never smokers was reported to be only 1.8% to 7% [10-12]. However, in Asian countries, the prevalence ranged from 13% to 22.8% [13-15]. Previous studies have provided conflicting results regarding prognosis; some showed better survival among patients with SCLC who were never smokers, but others have reported no differences in survival [10,13]. One study showed a poorer prognosis in never smokers than in smokers [14]. Therefore, we investigated the clinical features of never smokers with SCLC and compared their treatment outcomes with those of smokers with SCLC.

Materials and Methods

1. Patients and materials

We retrospectively reviewed the clinical data of patients who had histologically proven SCLC and had received chemotherapy at a single cancer center between July 2002 and April 2021. A total of 1,643 patients were registered, and 227 were excluded due to mixed histologic findings, history of another lung cancer, and insufficient data. A total of 1,416 patients were enrolled (Figure 1). All data were gathered in accordance with the amended Declaration of Helsinki, and the study was approved by the Institutional Review Board of Chonnam National University Hwasun Hospital (CNUHH-2024-074). The need for written informed consent was waived because of the retrospective design of the study.

2. Statistical analysis

The relationships between clinical characteristics and smoking were examined using Fisher’s exact test and the t-test for independent samples, as appropriate. The Kaplan-Meier method was used to evaluate the relationships between survival rates and smoking. The risk factors for treatment response were analyzed using logistic regression. Statistical analyses were performed using IBM SPSS version 27 (IBM Corp., Armonk, NY, USA), and p<0.05 was deemed to indicate statistical significance.

Results

1. Baseline demographics

Of the 1,643 patients who were diagnosed with SCLC and treated with chemotherapy, 1,416 (86.2%) were enrolled. A total of 162 (11.4%) and 1,254 (88.6%) patients were never smokers and smokers, respectively. The median age of the enrolled subjects was 67.09±8.51 years. Most patients were male (1,207/1,416 [85.2%]), and the mean body mass index (BMI) was 22.93±3.24 kg/m2. The mean smoking history was 38.68±25.50 pack-years. In terms of the stage of cancer at diagnosis, 45.0% (637/1,416) of patients had limited disease (LD), and 55.0% (779/1,416) had extensive disease (ED). In terms of group staging, 2.8% of patients had stage I (39/1,416), 4.0% of patients had stage II (56/1,416), 37.9% of patients had stage III (537/1,416), and 55.4% had stage IV disease (784/1,416). Most patients had symptoms at diagnosis (1,224/1,416 [84.6%]), and most had underlying diseases (1,245/1,416 [87.9%]) such as hypertension, diabetes, ischemic heart disease, and chronic obstructive lung disease (Table 1).
First-line treatments included concurrent chemoradiotherapy (CCRT) (528/1,416 [37.3%]), chemotherapy (843/1,416 [59.5%]), and surgery (45/1,416 [3.2%]). Most patients received etoposide/cisplatin (1,113/1,416 [78.6%]), followed by etoposide/carboplatin (252/1,416 [17.8%]), atezolizumab/carboplatin/etoposide (42/1,416 [3.0%]), and other treatments (9/1,416 [0.01%]). In LD, 77.2% of patients (492/637) received CCRT and in ED, 4.6% of patients (36/779) received CCRT (p=0.000). Approximately half of the patients received second-line treatment (683/1,416 [48.2%]). After chemotherapy, 43 patients (3.0%) showed completed remission, 822 (58.1%) showed partial remission, 430 (30.4%) had stable disease, and 51 (3.6%) developed progressive disease. The treatment response could not be evaluated in 66 (4.7%) patients.

2. Clinical characteristics according to smoking status

Never smokers accounted for 11.4% of patients (162/1,416), and smokers accounted for 88.6% (1,254/1,416). More females were never smokers than smokers (80.2% vs. 6.3%, p=0.000), and never smokers were shorter (158.78±48.41 cm vs. 166.14±40.82 cm, p=0.036), lighter (57.44±10.33 kg vs. 62.86±11.50 kg, p=0.000), and had a higher BMI (23.61±3.33 kg/m2 vs. 22.84±3.22 kg/m2, p=0.005). In never smokers, the incidence of ischemic heart disease was lower than that among smokers (2.5% vs. 6.6%, p=0.036), but there was no significant difference in the incidence of chronic obstructive lung disease (9.3% vs. 12.6%, p=0.252). The stages of disease among never smokers and smokers were similar (LD [50.6% vs. 44.3%] and ED [49.4% vs. 55.7%], p=0.131). Never smokers showed less symptoms at diagnosis than smokers (80.9% vs. 87.2%, p=0.037) but more symptoms of toxicity after first-line treatment such as anorexia, weight loss, nausea, vomiting, myalgia, fatigue, neuropathy, alopecia, diarrhea, rash, febrile sense, and infection (61.7% vs. 47.8%, p=0.001). The objective response rate (ORR) was significant higher in never smokers (74.1% vs. 59.6%, p=0.000) (Table 2).
In the univariate analysis, never smoking, female sex, and second-line treatment were associated with a better ORR. In the multivariate analysis using logistic regression, never smoking and second-line treatment were independent factors associated with the response (Table 3).

3. Survival analysis

The median follow-up duration of the total patients was 11.82 months (95% confidence interval, 0.23 to 208.47). There was no significant difference in the median progression-free survival (PFS) between never smokers and smokers (19.73 months vs. 26.87 months, p=0.879). The median overall survival (OS) of never smokers tended to be longer than that of smokers (67.73 months vs. 40.33 months, p=0.694) (Figure 2).

Discussion

Tobacco smoking is a well-established risk factor for SCLC. Smoking increases mutational burden, cell-to-cell heterogeneity, and the several distinct mutational signatures of substitutions of insertion or deletions [16]. However, the cause of never smokers’ SCLC is not clear. The risk factors other than active tobacco smoking include exposure to second-hand smoke, radiation, occupational exposures (such as asbestos), domestic radon, previous lung disease, organ transplantation, and genetic factors [9,10,17]. One study found bi-allelic inactivation of tumor protein p53 (TP53) and RB transcriptional corepressor 1 (RB1), sometimes by complex genomic rearrangements in SCLC [18]. And another study analyzed the genomic difference of never smoker SCLC. They found a lower tumor mutation burden, a lower frequency of TP53 mutations, and absence of mutational signature in never smoker [10].
In our study, never smokers accounted for 11.4% of patients with SCLC. This was higher than that reported in non-Asian countries. In non-Asian countries, never smokers accounted for 1.8% to 7% of patients with SCLC [10-12], while in Asian countries, a prevalence of 13% to 22.8% has been reported [13-15]. Our study showed slightly lower prevalence than those reported in other studies conducted in Asian countries. This finding reputes the belief that SCLC is a smoker’s disease. This variation suggests that the prevalence of SCLC among never smokers is influenced by many factors such as geographic variation, cultural differences, tobacco control policies, or environmental factors. It may also be affected by demographic factors and second-hand smoke exposure, occupational exposures, family history, or lifestyle factors [19]. In addition, there were 15 patients with COPD (9.3%) among the never smokers. This suggests that COPD and SCLC may share several risk factors other than smoking. There are well known risk factors for COPD including air pollution, occupational exposures, poorly controlled asthma, environmental tobacco smoke, infectious diseases, and low socioeconomic status [20].
In never smokers with SCLC, females were more prevalent. Never smokers with SCLC were also shorter, weighed less, and had a higher BMI than smokers with SCLC. Never smokers had less ischemic heart disease and chronic obstructive lung disease than smokers. Never smokers had less symptoms at diagnosis than smokers but more toxicity after first-line chemotherapy than smokers. This seems to due to greater proportion of female patients in the never smoker group. Never smokers showed better ORR than smokers. In multivariate analysis, never smoking was an independent factor for better ORR. Second-line treatment was also associated with better ORR. This probably means that those who responded better to the first-line treatment were more likely to get second-line treatment. However, there was no significant difference in PFS and OS probably due to a small sample size of this single-center study. It is speculated that high recurrence after a temporary response and rapidly progressing characteristics of SCLC may also be the reason for no difference in survival.
Several previous studies have found clinical and genetic characteristics of SCLC in never smokers. Thomas et al. [10] evaluated 5,632 patients with SCLC and found that 100 of these patients (1.8%) had no smoking history. In this study, never smokers were more likely to be female and had a higher rate of ED than smokers. No statically significant difference in OS was found between never smokers and smokers [10]. Sun et al. [13] also examined clinical and genetic characteristics. Of 412 patients with SCLC, 50 (13%) were never smokers. Most patients were female. In terms of other characteristics, there were no differences between never smokers and smokers. The OS of never smokers was longer than that of smokers. In the multivariate analysis, never smoking was an independent good prognostic factor [13]. Liu et al. [15] studied the characteristics of never smokers and associations with clinical outcomes. Of 303 patients with SCLC, 69 (22.8%) patients were never smokers. Both the median PFS and OS were significantly longer in never smokers than in smokers. In the multivariate analysis, never smoking was a significant good prognostic factor for PFS. In terms of the ORR, there was no significant difference between the two groups [15]. Kang et al. [14] evaluated the characteristics and clinical outcomes of non-smoking SCLC. They registered 1,043 patients with SCLC, and 154 (14.8%) were never smokers. Unlike previous studies, the OS of never smokers was shorter than that of smokers. Kang et al.’s [14] study included untreated patients with an ED rate of 66.2%, whereas our study only included treated patients with ED rate of 49.4%. The high rate of ED may have contributed to the shorter OS in never smokers. In the multivariate analysis, never smoking was not associated with a shorter OS [14].
There are several limitations in this study. First, this was a retrospective study conducted at a single institution, and we could not perform comprehensive genetic analysis such as next-generation sequencing. Second, there might have been selection bias in our study because we only included the patients who had received chemotherapy and excluded those with insufficient medical records. Third, only 3% of patients in this study received the atezolizumab/carboplatin/etoposide regimen, indicating that most of our results were obtained before the advent of immunotherapy which is the current standard in SCLC-ED. Fourth, we did not include the histologic transformed SCLC from particularly epidermal growth factor receptor mutant-adenocarcinoma which occurs occasionally in never smoker.
In conclusion, never smokers with SCLC accounted for quite a small proportion of patients with SCLC. They had distinct clinical characteristics (including sex, ischemic heart disease, symptoms at diagnosis, and toxicity after chemotherapy). Moreover, never smoking was a good response parameter. Our study suggests that more prospective studies need to examine the clinical characteristics and survival rates between never smokers and smokers with SCLC.

Notes

Authors’ Contributions

Conceptualization: Park HY, Oh IJ. Methodology: Park HY, Oh HJ. Formal analysis: Park HY. Data curation: Oh HJ, Park HK, Yoon JY, Yoon CS. Software: Park HY, Oh IJ. Validation: Kim TO, Shin HJ. Writing - original draft preparation: Park HY, Oh IJ. Writing - review and editing: Oh HJ, Park HK, Yoon JY, Yoon CS, Kim YC. Approval of final manuscript: all authors.

Conflicts of Interest

In-Jae Oh is an editor of the journal, but he was not involved in the peer reviewer selection, evaluation, or decision process of this article. No other potential conflicts of interest relevant to this article were reported.

Funding

This work was supported by a clinical research grant from Chonnam National University Hwasun Hospital 2017.

Fig. 1.
Flow chart of participant selection. SCLC: small cell lung cancer.
trd-2024-0056f1.jpg
Fig. 2.
Survival analysis in never smokers and smokers. (A) Progression-free survival (PFS). (B) Overall survival (OS). CI: confidence interval.
trd-2024-0056f2.jpg
trd-2024-0056f3.jpg
Table 1.
Baseline characteristics
Characteristic Enrolled patients (n=1,416)
Age, yr 67.09±8.51
Sex, male:female 1,207 (85.2):209 (14.8)
Body mass index, kg/m² 22.93±3.24
Smoking history, pack-yr 38.68±25.50
Underlying disease* 1,245 (87.9)
Staging
 Limited disease 637 (45.0)
 Extensive disease 779 (55.0)
Group staging
 Stage I 39 (2.8)
 Stage II 56 (4.0)
 Stage III 537 (37.9)
 Stage IV 784 (55.4)
Symptom at diagnosis 1,224 (86.4)
First treatment
 Concurrent chemoradiotherapy 528 (37.3)
 Chemotherapy 843 (59.5)
 Surgery 45 (3.2)
Chemotherapy regimen
 Etoposide and cisplatin 1,113 (78.6)
 Etoposide and carboplatin 252 (17.8)
 Atezolizumab, carboplatin, and etoposide 42 (3.0)
 Others 9 (0.01)
Second-line treatment 683 (48.2)
Treatment response
 Complete remission 43 (3.0)
 Partial remission 822 (58.1)
 Stable disease 430 (30.4)
 Progressive disease 51 (3.6)
 Not evaluated 66 (4.7)

Values are presented as mean±standard deviation or number (%).

* Underlying disease: hypertension, diabetes, ischemic heart disease, chronic obstructive disease.

Table 2.
Clinical characteristics by smoking status
Characteristic Never smokers (n=162) Smokers (n=1,254) p-value
Age, yr 68.02±8.46 67.09±8.50 0.942
Sex, male:female 32 (19.8):130 (80.2) 1,175 (93.7):79 (6.3) 0.000
Height, cm 158.78±48.41 166.14±40.82 0.036*
Weight, kg 57.44±10.33 62.86±11.50 0.000
Body mass index, kg/m² 23.61±3.33 22.84±3.22 0.005
Underlying disease 139 (85.8) 1,106 (88.2) 0.371
 Hypertension 60 (37.0) 423 (33.7) 0.428
 Diabetes 27 (16.7) 259 (20.7) 0.254
 Ischemic heart disease 4 (2.5) 83 (6.6) 0.036*
 Chronic obstructive lung disease 15 (9.3) 158 (12.6) 0.252
Staging 0.131
 Limited disease 82 (50.6) 555 (44.3)
 Extensive disease 80 (49.4) 699 (55.7)
Group staging 0.125
 Stage I 6 (3.7) 33 (2.6)
 Stage II 11 (6.8) 45 (3.6)
 Stage III 65 (40.1) 472 (37.6)
 Stage IV 80 (49.4) 704 (56.1)
Symptom at diagnosis 131 (80.9) 1,093 (87.2) 0.037*
First treatment 0.131
 Concurrent chemoradiotherapy 74 (45.7) 454 (36.2)
 Chemotherapy 84 (51.9) 759 (60.5)
 Surgery 4 (2.5) 41 (3.3)
Second-line treatment 89 (51.2) 600 (47.9) 0.452
Toxicity after 1st treatment 100 (61.7) 600 (47.8) 0.001
Treatment response 0.006
 Complete remission 8 (4.9) 35 (2.8)
 Partial remission 112 (69.1) 710 (56.8)
 Stable disease 32 (19.8) 398 (31.8)
 Progressive disease 3 (1.9) 48 (3.8)
 Not evaluated 7 (4.3) 59 (4.7)
 Objective response rate 74.1 59.6 0.000

Values are presented as mean±standard deviation or number (%).

* p<0.05.

p<0.01.

p<0.001.

Table 3.
Univariate and multivariate analyses of clinical variables on objective response rate
Variable Univariate analysis
Multivariate analysis
HR (95% CI) p-value HR (95% CI) p-value
Smoking, never vs. ever 1.937 0.000 1.711 0.029*
Age, ≥65 yr vs. <65 yr 0.845 0.136 0.910 0.417
Sex, female vs. male 1.062 0.004 1.193 0.410
BMI, ≥23 kg/m² vs. <23 kg/m² 1.012 0.911 0.964 0.741
Underlying disease, yes vs. no 0.837 0.296 0.810 0.226
Staging, ED vs. LD 0.911 0.394 0.914 0.428
Symptoms at diagnosis, yes vs. no 0.990 0.952 1.049 0.772
Second-line treatment, yes vs. no 1.567 0.000 1.543 0.000
Toxicity after first-line treatment, yes vs. no 0.871 0.205 0.837 0.111

* p<0.05.

p<0.01.

p<0.001.

HR: hazard ratio; CI: confidence interval; BMI: body mass index; ED: extensive disease; LD: limited disease.

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